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Post by cxgllc on Feb 11, 2019 22:34:31 GMT 10
Firms using a part-time compliance professional with multiple firm experiences gain deep expertise and regulatory knowledge in their business. The firm adds a seasoned professional to its senior management team. And yes, the investment adviser or broker-dealer can enjoy a substantial cost benefit in comparison to a dedicated, full-time CCO without compromising experience or accessibility. Top Compliance Consulting Firms | finop Consulting
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